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ANGLO AMERICAN PLC - TR-1: Standard form for notification of major holdings

Release Date: 18/08/2021 15:00
Code(s): AGL     PDF:  
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TR-1: Standard form for notification of major holdings

Anglo American plc (the “Company”)
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) i

1a. Identity of the issuer or the underlying issuer of existing          Anglo American Plc
    shares to which voting rights are attached(ii):

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
    Non-UK issuer

2.  Reason for the notification (please mark the appropriate box or boxes with an “X”)
    An acquisition or disposal of voting rights                           X
    An acquisition or disposal of financial instruments
    An event changing the breakdown of voting rights
    Other (please specify) iii:

3.  Details of person subject to the notification obligation(iv)
    Name                                                                 Coronation Asset Management (Pty) Ltd acting
                                                                         as discretionary investment manager on
                                                                         behalf of managed portfolios.
    City and country of registered office (if applicable)                Cape Town, South Africa

4.  Full name of shareholder(s) (if different from 3.) v
    Name                                                                 N/A
    City and country of registered office (if applicable)

5.  Date on which the threshold was crossed or reached(vi):              16-08-2021

6.  Date on which issuer notified (DD/MM/YYYY):                          18-08-2021

7.  Total positions of person(s) subject to the notification obligation

                                         % of voting rights   % of voting rights   Total of both   Total number of voting
                                         attached to shares   through financial    in % (8.A +     rights of issuer(vii)
                                         (total of 8. A)      instruments          8.B)
                                                              (total of 8.B 1 +
                                                              8.B 2)
Resulting situation on the date on       2.98%                                     2.98%           1 363 118 080
which threshold was crossed or
reached
Position of previous notification (if    3.01%                                     3.01%
applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or
reached(viii)
A: Voting rights attached to shares
Class/type of            Number of voting rights(ix)                        % of voting rights
shares
ISIN code (if            Direct                   Indirect                  Direct                       Indirect
                         (Art 9 of Directive      (Art 10 of Directive      (Art 9 of Directive          (Art 10 of Directive
possible)                2004/109/EC) (DTR5.1)    2004/109/EC)              2004/109/EC) (DTR5.1)        2004/109/EC) (DTR5.2.1)
                                                  (DTR5.2.1)

GB00B1XZS820             40 625 662                                         2.98%

SUBTOTAL 8. A                              40 625 662                                               2.98%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                         Number of voting rights     % of voting rights
Type of financial        Expiration     Exercise/                        that may be acquired if                                                                                                         
instrument               date(x)        Conversion Period(xi)            the instrument is
                                                                         exercised/converted.

                                        SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of             Expiration          Exercise/             Physical or          Number of           % of voting rights
financial           date(x)             Conversion            cash                 voting rights
instrument                              Period (xi)           settlement(xii)

                                                               SUBTOTAL
                                                               8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the                                            X
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
                                            % of voting rights   % of voting rights    Total of both if it
                                            if it equals or is   through financial     equals or is higher
                                            higher than the      instruments if it     than the notifiable
 Name(xv)                                   notifiable           equals or is higher   threshold
                                            threshold            than the notifiable
                                                                 threshold
 Coronation Fund Managers Ltd
 Coronation Investment Management
 SA (Pty) Ltd
 Coronation Asset Management (Pty)          2.98%                                      2.98%
 Ltd

10. In case of proxy voting, please identify:
    Name of the proxy holder
    The number and % of voting rights held
    The date until which the voting rights will be held

11. Additional information(xvi)

Place of completion       Cape Town, South Africa
Date of completion        18 August 2021

Clare Davage
Deputy Company Secretary
Anglo American plc
18 August 2021

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 18-08-2021 03:00:00
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