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Public opening position disclosure by a party to an offer
Anglo American plc (the "Company")
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
FORM 8 (OPD)
Public opening position disclosure by a party to an offer
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Anglo American plc
(b) Owner or controller of interests and short N/A
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose Anglo American plc
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) Is the discloser the offeror or the offeree? OFFEREE
(e) Date position held: 7 May 2024
The latest practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the YES
discloser making disclosures in respect of any If YES, specify which:
other party to the offer?
If it is a cash offer or possible cash offer, state "N/A" BHP Group Limited
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates
Class of relevant security:
Interests Short positions
Number % Number %
(1) Relevant securities owned Nil - Nil -
and/or controlled:
(2) Cash-settled derivatives: Nil - Nil -
(3) Stock-settled derivatives Nil - Nil -
(including options) and
agreements to purchase/sell:
Nil - Nil -
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or
agreements to purchase or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements
should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to N/A
which subscription right exists:
Details, including nature of the rights N/A
concerned and relevant percentages:
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE
OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and other
employee options) of any person acting in concert with the party to the offer making the
disclosure:
Name of director Number of Anglo American Percentage of total issued
plc ordinary shares held share capital (excluding
treasury shares) (%)*
Stuart Chambers 20,362 0.00
Duncan Wanblad 557,456(1) 0.04
John Heasley 13,574 0.00
Ian Tyler 701 0.00
Hilary Maxson 500 0.00
Hixonia Nyasulu 2,564 0.00
Ian Ashby 2,671 0.00
Magali Anderson 998 0.00
Marcelo Bastos 1,825 0.00
Nonkululeko Nyembezi 4,389 0.00
* Percentages have been given to two decimal places.
(1) Duncan Wanblad holds 443,287 shares and his close relatives hold 114,169 shares.
Interests held as options or awards by directors of Anglo American plc in Anglo American plc
ordinary shares
Duncan Wanblad
Share Plan Number of Grant Date Vesting Exercise
relevant Date Price
securities
Long-Term Incentive Plan 90,978 21 April 11 March Nil
(2022) 2022 2025
132,275 10 March March Nil
(2023) 2023 2026
22,045 28 April March Nil
(2023) 2023 2026
253,671 8 March March Nil
(2024) 2024 2027
John Heasley
Share Plan Number of Grant Date Vesting Exercise
relevant Date Price
securities
Long-Term Incentive Plan 151,977 8 March March Nil
(2024) 2024 2027
Non-Cyclical Share Award 41,196 1 December April 2025 Nil
Plan* 2023
27,317 1 December April 2026 Nil
2023
7,264 15 April April 2027 Nil
2024
*These awards were granted to John Heasley as compensation for awards that John forfeited from, or would
otherwise have been granted by, his previous employer.
Interests of connected advisers
Goldman Sachs International
Class of relevant security: USD 0.54945 ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or 13.5(1) 0.00 NIL NIL
controlled:
(2) Cash-settled derivatives: NIL NIL 2,533 0.00
(3) Stock-settled derivatives NIL NIL NIL NIL
(including options) and
agreements to purchase/sell:
13.5 0.00 2,533 0.00
TOTAL:
(1) Interest comprised of 27 American Depositary Receipts. One ADR in Anglo American plc represents one half of
an ordinary share in Anglo American plc.
Morgan Stanley & Co. International plc
Class of relevant security: USD 0.54945 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or 161,315 0.01 Nil Nil
controlled:
(2) Cash-settled derivatives: Nil Nil Nil Nil
(3) Stock-settled derivatives Nil Nil Nil Nil
(including options) and
agreements to purchase/sell:
161,315 0.01 Nil Nil
TOTAL:
Details of any open stock-settled derivative positions (including traded options), or
agreements to purchase or sell relevant securities, should be given on a Supplemental Form
8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements
should be disclosed on a Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the party to the offer making the disclosure or
any person acting in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the party to the offer making the disclosure, or any person acting in concert with it, and
any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) YES
Date of disclosure: 9 May 2024
Contact name: Clare Davage
Telephone number: +44 20 7968 8727
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: GOLDMAN SACHS BANK
EUROPE SE AS A CONCERT
PARTY
Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
2. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
POSITIONS
Class of relevant security: USD 0.54945 ordinary
Number %
Securities borrowed: 46,413 0.00
Securities lent (including securities subject to a NIL NIL
security financial collateral arrangement with right
of use or a title transfer collateral arrangement):
Details of borrowed relevant securities which have been either on-lent or sold do not need to
be disclosed.
3. SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL
TRANSACTIONS
Class of relevant Nature of transaction Number of
security e.g. securities lending/borrowing, delivery/receipt of securities
recalled securities, entering into financial collateral
arrangement with right of use, entering into title
transfer collateral arrangement etc.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
The Company has a primary listing on the Main Market of the London Stock Exchange and
secondary listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the
Namibia Stock Exchange and the SIX Swiss Exchange.
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
9 May 2024
Date: 09-05-2024 11:33:00
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